These two books, each a capstone in the author’s scholarly career,
form a natural counterpoint to one another. Each claims fidelity
to one of the two opposing visions— of realism and of liberalism—that
dominate the contemporary study of international politics in American
universities. They stand, therefore, in ripe philosophical antagonism.
Both are preoccupied with the lessons to be learned from the past
two centuries, with Mandelbaum insisting on the epochal significance
associated with two great revolutions—the French and the Industrial—
that have profoundly shaped the modern world, and Mearsheimer focusing
on the history of warfare and great power competition since 1792.
Though focused mainly on the past, both insist that their respective
eschatologies tell us vital things about the world to come.
One would think, on first inspection, that these two scholars were
easily gauged. Mearsheimer, of the University of Chicago, is the
blood-and-iron man, approvingly quoting Bismarck on the need to
keep Germany’s boot on the Poles forever, indecorously pointing
to various acts of aggression in the past 200 years that bear out
his thesis that states are committed to expansion and to the maximization
of their power. Mandelbaum, of the Johns Hopkins School of Advanced
International Studies, on the other hand, is of the peace, prosperity,
and disarmament school, propounding a liberal theory of history
that emphasizes the progressive marginalization of the role of force
in human affairs. Mandelbaum thinks it is the ghost of Woodrow Wilson,
not the defeated "offensive realists" of the past two
centuries, whose ideas are now in the saddle and ride mankind.
Thus drawn, the contrast between liberalism and realism will seem
familiar, redolent perhaps of the disputes between Wilson and Theodore
Roosevelt, Jefferson and Hamilton, Locke and Hobbes, or Grotius
and Machiavelli. The oddity is this: in the Iraq debate, the blood-and-iron
man, Mearsheimer, is of the Peace Party; and the peace, prosperity,
and disarmament man, Mandelbaum, is of the War Party. Over the past
months, Mearsheimer has spoken eloquently and persuasively against
the war on Iraq, upholding the continuing validity of deterrence
and condemning as unnecessary and dangerous the Bush administration’s
new doctrine of preventive war (misnamed the "strategy of preemption").
1 As if in sublime concordance with the "peace,
love, and dope" school that he likes to make fun of in his
lectures, he has also recommended the doing of good works in the
Arab world so as to diminish the hatred of the masses against us.
Mandelbaum, by contrast, applauds the new liberal order that neoconservative
hawks seek to implant in the Middle East. In order, he says, to
"defend, maintain, and expand peace, democracy and free markets,"
the central purpose of American power in the new millennium, the
United States must "strengthen peaceful foreign policies, democratic
politics, and free markets where they are not securely rooted—above
all, in Russia and China—and install them where they do not exist
at all, notably in the Arab world." 2
It is an interesting question, indeed something of a riddle, whether
our two authors are contradicting themselves— whether Mandelbaum
ought not, on his own liberal premises, harshly condemn the exercise
of imperialism, and whether Mearsheimer, if he were really true
to "offensive realism," should not welcome the exploitation
and deepening of America’s hegemonic position that would ensue from
a successful war with Iraq. Are they or aren’t they?
The Liberal Theory of History
At the center of Mandelbaum’s work is a "liberal theory of
history" that is, he says, almost too good to be true, in which
all three elements of the liberal triad work to reinforce one another.
Democracies tend to conduct peaceful foreign policies. Free markets,
over time, tend to promote democracy and peace. In tone and argument,
the book is similar to other works of the past decade celebrating
the liberal triumph. Mandelbaum aligns himself with Francis Fukuyama’s
view that liberal democracy has no competitors; insofar as "the
end of history" means "the triumph and hegemony of liberal
forms" Mandelbaum too believes that we’ve reached it. Mandelbaum’s
stress on Wilson as the prophet of the post–Cold War era recalls
Tony Smith’s America’s Mission, and his focus on the wonders
of the market and the promise of globalization is closely in tune
with Thomas Friedman’s The Lexus and the Olive Tree or Micklethwait
and Wooldridge’s Future Perfect. 3 In holding
that democracies have made peace their passion, he goes beyond the
theory of the liberal democratic peace advanced by Michael Doyle,
for whom "warlessness" is confined to relations within
the democratic camp. Unlike Joseph Nye, John Ruggie, or Robert Keohane,
for whom international regimes and institutions matter greatly,
Mandelbaum devotes no sustained attention to that theme. 4
After democracy and the market, the third leg of Mandelbaum’s
liberal tripod is not institutionalism but disarmament— practices
of "common security" that he associates with the transparency
of military forces and operations, their configuration for defense
but not attack, and "the pervasive and principled aversion
to the use of force for all but defensive purposes." Those
are the ideas that have conquered the world.
Mandelbaum is not quite an evangelist of the "liberal theory
of history," or at least affects an air of detachment from
it. He logically unfolds what he takes to be its central propositions
and insists that the theory is mostly right, but qualifies the argument
in a few particulars. Newly formed democracies are sometimes bellicose,
he acknowledges. 5 Autocracies like Pinochet’s Chile,
he speculates, might be better able than factionridden democracies
to carry out painful economic reforms and fit snugly into the golden
straitjacket. Most importantly, the liberal order could be overturned:
"The political decisions that created the conditions in which
international economic integration flourished could be reversed."
Mandelbaum’s deepest fear is that the United States will abandon
its responsibilities to lead in the maintenance of the system. Prospects
for global free trade, as for nuclear nonproliferation, access to
Persian Gulf oil, and peace in Europe and East Asia, rest on the
same basic uncertainty: "whether the United States will continue
to make large contributions to the provision of international public
goods." 6 Torn between his desire to declare liberal
hegemony to be inevitable and his belief that American power is
indispensable in the functioning of this order, Mandelbaum in the
end rejects determinism and concludes that we need, like Lenin,
to seize history by the horns.
The book is oriented to history and social science; other than
general advice to defend, preserve, and expand the community of
liberal democracies, Mandelbaum offers little concrete policy advice.
There are more similes in this book than you can shake a stick at,
surely a record for IR scholarship, and they add clarity and vivacity
to the presentation. Especially good is his analysis comparing the
course and outcome of the Cold War to the process of evolution in
nature, competition among rival firms in a market, and religious
conversion. As much a critic of illiberalism as a defender of liberalism,
Mandelbaum develops the contrast in fortunes between nations divided
by the Cold War—Germany, Korea, and China. He emphasizes the terrible
corruption and abuse of power that manifested itself in all forms
of communist rule and argues persuasively that victory in the Cold
War owed more to peaceful example than to arms. He lays great stress
on the maintenance of close and intimate relations with Germany
and Japan, subtly analyzes the prospects for integrating Russia
and China into the free world colossus, and explains clearly (though
in text-bookish fashion) the origins and subsequent development
of the post–World War II international economic order. Mandelbaum
is above all concerned with the relations among the twentieth century’s
great powers; the Southern Hemisphere, with the exception of the
Middle East and the Persian Gulf, is well off his radar screen.
He treats skeptically the prospects for humanitarian intervention,
stressing that for public opinion the maximum allowable number of
casualties in such enterprises is zero, and his advice for developing
countries irked by onerous IMF conditionality is to deal with it.
Critiques of globalization, he says, are "incoherent and stupid."
I have three principal objections to his argument.
First, his treatment of the origins of the liberal outlook, which
he identifies most often with the French Revolution but occasionally
with vaguely specified Anglo-American precedents, is unsatisfactory.
In fact, the French Revolution retained only briefly the liberal
character given to it by the 1789 Declaration of the Rights of Man
and the Citizen and rapidly came to embody a host of illiberal tendencies.
Successive French governments ruled in accordance with no constitution
and had a fondness for plunder and force totally antithetical to
liberalism— a point well appreciated by the two figures that represented
the liberal impulse in France during those years, Benjamin Constant
and Germaine Necker. In its expropriations, revolutionary violence,
and contempt for the law of nations, the French Revolution was the
predecessor of the Bolshevik Revolution rather than of the post–World
War II order created under American auspices. 7
It was the United States, ignored in Mandelbaum’s account until
Woodrow Wilson’s appearance on the scene, where liberal nostrums
took root in 1776 and beyond. All three of the great precepts that
Mandelbaum identifies as central to liberalism—"peace as the
preferred basis for relations among countries; democracy as the
optimal way to organize political life within them; and the free
market as the indispensable vehicle for producing wealth"—were
closely identifiable with the American Revolution, far more so than
with the French Revolution. "America will grow with astonishing
Rapidity," wrote John Adams early in the war for independence,
"and England, France and every other Nation in Europe will
be the better for her prosperity. Peace which is her dear Delight
will be her Wealth and Glory." 8 The Founders knew
well the "military system" of Europe, with its fatal effects
on liberty, and came to understand how difficult it was for democracies
to cooperate even for a cause they all regarded as vital. The institutions
they contrived addressed both problems and had purposes recognizably
akin to what Mandelbaum calls "common security." 9
Throwing open the doors of commerce was also a deep impulse
of the American Revolution. Even when the United States turned toward
protectionism (briefly in the 1820s and 1830s, then decisively after
the Civil War) the free trade zone established among the United
States continued to be seen as a key source of prosperity and security.
In short, the great themes so characteristic of twentieth century
American internationalism, proclaimed by Woodrow Wilson during the
fight over the League of Nations, were homegrown. It is wayward
history that traces them to a continental line featuring the French
Revolution, Kant, and Napoleon.
A second objection resides in the manner in which Mandelbaum treats
the role of force in the contemporary world system. To hear him
tell it, the societies of the West have been "debellicized"
and now combine a profound aversion to war with an anxious solicitude
to make the compromises necessary for peace. Undoubtedly the most
unfortunate passage in the book compares the effects of the September
11 attacks to those of a badly stubbed toe. They have been far more
consequential than that comparison implies, illuminating power realities
and attitudes toward force of farreaching moment. It is weird to
say that the September 11 attacks "illustrated another defining
feature of the world of the twenty-first century: the transformation,
or at least the dramatic devaluation, of war." It is pretty
evident that belief in the utility of force runs high not only along
Islam’s bloody borders but also in the United States, and equally
evident that neither the author himself nor the larger American
demos is immune from the fever.
Even in Europe, where Mandelbaum’s argument is strongest, we can
see that the progressive demilitarization of the continent has diminished
Europe’s political voice and magnified that of America. NATO expansion
has meant and continues to mean the expansion of American political
influence, tilting the balance from "old Europe" to "new
Europe" and making descriptions of Western security as being
founded on "common security"— as opposed to American hegemony—
increasingly unreal. Whereas Mandelbaum usually writes of the "core
powers," seldom pausing to distinguish between America and
Europe, the reality, as commentator Robert Kagan has emphasized,
is that Americans and Europeans come from different planets in their
attitude toward force. 10 Ironically, Venus, having been
smitten for a decade with the enchanting vision of common security,
has discovered that her partner from Mars has different ideas about
the exercise of military power, and she can’t do a thing.
Like the proverbial battered wife, she can neither fight him nor
throw him out, so she puts up with him while muttering imprecations
under her breath. It is very likely that dictatorial methods and
disproportionate power will ultimately fuel a powerful countervailing
movement in international society; for now, however, it is unipolarity
and unilateralism, not "common security," that defines
the character of the world security order. 11
A third flaw stems from Mandelbaum’s view that the commitment to
liberalism may require a revolutionary policy of extending democracy
by force of arms. Of all the heresies prompted by the idea that
democracies are naturally pacific, surely the strangest is the proposition
that war is justified to bring the democracy that will bring everlasting
peace. Mandelbaum himself acknowledges that implanting free institutions
in Russia and China was like installing software on a computer that
didn’t have an operating system; it is a mystery why a more violent
procedure should work in the Middle East and the Persian Gulf. 12
The key point is not that the Arabs or the Persians are incapable
of democracy but rather that whether they are or not is something
that they and not outsiders must determine; such is the command
of the existing international legal order. The arrogation of a right
to overturn existing governments and to initiate revolution is dangerous
enough even if authorized by the United Nations; its unilateral
assertion by the United States is a threat to the foundations of
international order.
As much as "Wilsonianism in boots" has become part of
what people understand liberalism to require, such that it often
poses as a moral duty, it is antithetical to the deepest current
in the liberal approach to international relations, with its principled
opposition to the first use of force and its regard for international
law and the society of states. Even for Wilson himself, the ostensible
paragon and progenitor of liberal intervention, the actual historical
figure cannot be claimed as good authority for the new imperialism.
Everyone remembers that he wanted to teach the Mexicans "to
elect good men" and helped drive the dictator Huerta out of
power in 1914; forgotten is that Wilson after 1915 stoutly resisted
calls to intervene more deeply in Mexican affairs, believing in
the right of the Mexicans to determine their future for themselves.
Self-determination and nonintervention—by which he meant resolution
of the conflict by domestic and not foreign forces—were then his
watchwords. He took the same view of the Russian Revolution, and
his limited interventions in Russia were not undertaken for the
objective of intervening in Russia’s civil war. He was in principle
opposed to doing that. Mandelbaum’s contrasting attitude appears
in his comment that "it was the historical misfortune of both
[Russia and China] not to have been conquered, occupied, and governed
as was India."
Machtpolitik Man
"There is a certain satisfaction in coming down to the lowest
ground of politics," Ralph Waldo Emerson once observed, "for
we get rid of cant and hypocrisy." Mearsheimer certainly sits
on the "lowest ground." For him, states do not pursue
ends for altruistic purposes, as they sometimes do in Mandelbaum’s
world. States are instead power-maximizing units that must survive
in a threatening world and that are always looking out for number
one. "Offensive realism," the theory that Mearsheimer
advocates, holds that "the overriding goal of each state is
to maximize its share of world power, which means gaining power
at the expense of other states." The lulls and détentes
that dot international history are illusory, always harboring predators
simply awaiting a better opportunity.
What accounts for the relentless accumulation of power after more
power by the great powers? The answer, says Mearsheimer, is three-fold,
lying in the structure of the international system, which lacks
a common sovereign; the offensive capabilities that states inevitably
maintain; and uncertainty over enemy intentions. For Mearsheimer,
structural factors such as anarchy and the distribution of power
"are what matter most for explaining international politics."
Little attention is paid "to individuals or domestic political
considerations such as ideology." He also rejects "human
nature realism," according to which the love of power arises
from motives deep within the human breast; for Mearsheimer it is
international political structure, not human nature, that matters
(though he doesn’t explain why states should respond predictably
to structure if human beings don’t have a nature).
The theory is both descriptive and prescriptive. "States
should behave according to the dictates of offensive realism,
because it outlines the best way to survive in a dangerous world."
They should, that is to say, take advantage of opportunities for
offensive war, and Mearsheimer instances Germany’s failure to do
so in 1905 when Russia was suddenly enfeebled by defeat and revolution.
Great powers that do not act as offensive realism says they should
act are courting doom: "Such foolish behavior inevitably has
negative consequences." Despite recommending power maximization
at every opportunity, Mearsheimer nevertheless finds international
politics to be "genuinely tragic" in character. "Great
powers that have no reason to fight each other—that are merely concerned
with their own survival—nevertheless have little choice but to pursue
power and to seek to dominate the other states in the system."
In methodology, the book has the positivist imprimatur characteristic
of most work in the American science of international politics,
an approach shared by many of the liberals with whom Mearsheimer
does battle. That is to say, Mearsheimer aims at the identification
of a simple law or law-like statement (states are power-maximizers),
offers a parsimonious theory (they are this way because of the structure
of the system), and then tries to show that 200 years of history
bear out his thesis. In this world, states never learn lessons from
their past misdeeds and catastrophes, or rather the lesson they
learn (unless they decide to give up the great power game) is that
they must supersize their power.
Such positivist methods, deeply rooted in academia though they
are, unfortunately have severe limitations. Greatly lauded in theory,
parsimony in practice invariably yields a simplified view of the
past, and passing all these materials through a single meat grinder
makes, organizationally and stylistically, for much repetition.
To show that the economic base matters (chapter 3), that land power
is more important than seapower or airpower (chapter 4), that conquest
pays (chapter 5), or that the international system is populated
by revisionist powers (chapter 6), Mearsheimer trudges through the
same material (the great power competition of the last two centuries),
but with the unpleasing result that no single event is ever given
a thorough or satisfying explanation. 13
Mearsheimer’s proclivity to make time-less assertions about the
relative value of competing strategic arms (land, naval, air) is
also dubious, for the resolution of that question depends on the
political objectives they are meant to serve in any particular instance
(which Mearsheimer typically leaves unspecified). Because Mearsheimer
confines his focus to interactions among the "great powers,"
of whom there remain precious few, his treatment is curiously circumscribed.
In considering naval power, for instance, he doesn’t examine its
political utility in circumstances short of war or its military
significance in wars against states of inferior rank. Even committed
continentalists and perceptive critics of "the British way
of war-fare" such as Sir Michael Howard and Paul Kennedy should
certainly wince at Mearsheimer’s systemic denigration of naval power
and his cavalier dismissal of Alfred Thayer Mahan and Julian Corbett.
Enthusiasts of airpower and of the "revolution in military
affairs" will write him off as an old tank man feverishly regaming
distant and now irrelevant wars. 14
The most serious lacuna in this book is the absence of reflection
on the nature and character of the legal, ethical, and institutional
restraints that the leaders of states are obliged to observe. For
Mearsheimer, there is no international society, or at least none
that is relevant to the scientific study of international politics.
He mentions such restraints only for the purpose of dismissing their
significance, and he displays little knowledge of the role they
have played in shaping international history. Exchange, reciprocity,
good faith—as instruments both of securing interest and of soothing
the asperities of interstate conflict—are given no recognition in
Mearsheimer’s conceptual world. International institutions, he affirms,
are just "arenas for acting out power relationships";
that they have anything to do with legitimacy—or indeed that legitimacy
itself is of any conceivable importance—is not a thought that occurs
to the author.
Though ostensibly "realistic," such an approach stands
in direct opposition to our daily experience of political life,
in which political actors are continually in competition for the
moral high ground and battle fiercely for the mantle of legitimacy.
15 A realism that shunts those factors aside is psychologically
naïve as well as morally obtuse, for such factors are significant
even if they are only observed hypocritically (as, admittedly, they
often are). The failure to grapple with normative issues is also
quite contrary to the richest vein in classical realism. The greatest
of the realists, Thucydides, placed in continual dialectical antagonism
the claims of power and justice, and his History is "above
all an investigation and a testing of the Athenian thesis on justice
and on the place of justice in the world of international politics."
16 Indeed, Mearsheimer’s dismissal of the normative dimension
of international politics makes it difficult to understand why he
describes international politics as tragic in character, for tragedy
requires elevation of character and the choice between irreconcilable
but otherwise commanding values. If a state dedicated to power maximization,
and that alone, meets adversity in its inexorable advance toward
domination, it is difficult to limn the tragic dimension of its
misfortune. Is it tragic when the bad go bad?
Related to Mearsheimer’s ethical void is another shortcoming:
in emphasizing power-maximization as the rational objective
of the state, Mearsheimer is seemingly oblivious to the consideration
that the people in constitutional democracies might fear not only
threats from abroad but also overly centralized power at home. In
the long history of reflection on the security predicaments of free
states, as Daniel Deudney has shown, domestic hierarchy or tyranny
is as significant a problem as international anarchy or conquest.
That crucial theme, though missing from Mearsheimer, has long been
at the core of the republican security theory to which Montesquieu
and America’s Founding Fathers made such distinguished contributions.
That theory is far more sophisticated and relevant than Mearsheimer’s
offensive realism because it places the preservation of free institutions
and the control of power at the core of its concern. 17
Mearsheimer’s apparent unawareness of this heritage is in
keeping with his lack of interest in the history of international
thought prior to the twentieth century, which lends to his work
a parochial air. This unconsciousness of his predecessors is probably
just as well, for if Mearsheimer belongs anywhere in the history
of international and strategic thought, it is with the schools of
Wilhelmine Machtpolitik and Geopolitik.
The oddest feature of Mearsheimer’s book is his treatment of the
contemporary international system. Instead of viewing it as an instance
of unipolarity—that is, of American hegemony—he says it is bipolar
in Europe and multipolar in Northeast Asia, with a certain Potemkin
Village in the East and a still poor Middle Kingdom doing their
best to match up with the American hyperpower. The United States,
he allows, "is the most powerful state on the planet today,"
but it "has no intention of trying to conquer" Europe
and Northeast Asia. "There has never been a global hegemony,
and there is not likely to be one anytime soon.... Except for the
unlikely event where-in one state achieves clear-cut nuclear superiority,
it is virtually impossible for any state to achieve global hegemony."
He also writes reassuringly that the pursuit of power stops when
regional hegemony is achieved and insists that "states do not
become status quo powers until they completely dominate the system,"
meaning, presumably, that they will become status quo powers once
they do.
The Tragedy of Great Power Politics came out just after
9/11, and it is unclear if Mearsheimer would revise these views
in light of the last 18 months. What has happened— the Bush administration’s
embrace of preventive war doctrine, the abrogation of the ABM Treaty,
the determination to achieve military superiority in perpetuity,
large increases in defense spending—underlines just how unipolar
the structure of world military power has become. The Bush Doctrine
certainly puts an exclamation point on that fact, and the new combination
of strategic defenses and revolutionary accuracies now in prospect
will enhance still further American nuclear superiority; but the
lineaments of the new world order, and the temptations to which
they would subject the United States, were clearly adumbrated in
1990 and 1991. 18
It cannot be said, moreover, that the United States became a status
quo power once the collapse of the Soviet Union allowed it to dominate
the international system; the reverse is true. From a status quo
power in the years of containment and bipolarity, the United States
became a revolutionary power once it achieved unipolarity. As previous
restraints on the exercise of U.S. power fell away, America embarked
on a number of enterprises (undertaking humanitarian interventions,
freeing oppressed minorities, waging preventive war) whose common
theme was the erosion—if not revolutionary displacement—of the previous
ground norm of international society based on the independence of
states. Such restraints as did exist in the 1990s on the exercise
of American power were largely internal and have (momentarily, at
least) been swept away by 9/11 and its aftermath.
That expansion of ambition, the reverse of what Mearsheimer expected,
shows that his emphasis on structure is not particularly illuminating
today, or is so only because it underlines the significance of the
structural transformation brought by the end of the Cold War. None
of the categories that he uses, awkwardly, to interpret past structural
configurations—bipolarity, balanced multipolarity, and unbalanced
multipolarity— captures the power realities now ascendant. That
is not a knock against realism, but rather a reminder that our old
friend "libido dominando"—the long-forgotten impulse
recognized in "human nature realism"— can still get it
up after all these years.
The Riddle Solved
What, then, is the answer to the question posed earlier? Are they
or aren’t they contradicting themselves? For Mandelbaum, I believe,
the answer is "yes": he has taken the gentle doctrine
of liberalism, one of the noblest inventions of the human race,
and transmogrified it into an instrument of war. This commitment
to permanent revolution has no doubt impressive precedents in history
to fall back on, but they are not liberal precedents. At best, the
new imperialism is a bastard offspring of the old liberalism, at
worst a repudiation and betrayal of its core teaching.
The emergence of Machtpolitik Man as a spear carrier for the Peace
Party is a bit trickier. Mearsheimer’s compelling explanation, with
Stephen Walt, of why containment and deterrence are more prudent
than preventive war demonstrates the continuing relevance of realist
analysis; here Mearsheimer’s amoralism is not a vice but a virtue
because he is not tempted to confuse moral indignation with the
cool assessment of enemy motives. As a result, he sees Saddam’s
motives and calculations much more clearly. 19
"Offensive realism," nevertheless, holds forth only
the flimsiest of barriers to the abuse of power. Taken in the abstract,
it supports the general principle that we should expand our power
into every nook and cranny of the world. Noting that "the historical
record shows that offense sometimes succeeds and sometimes does
not," Mearsheimer insists that "the trick for a sophisticated
power maximizer is to figure out when to raise and when to fold."
Mearsheimer, certainly, is not obligated by his theory to counsel
conquest and occupation, especially given his acute appreciation
of the logic of deterrence, but it is easy to see why a powerful
state that lives by his maxim would acquire a fondness for military
methods and be tempted by the kind of deed he now detests. The appropriate
verdict for Mearsheimer recalls an old New Yorker cartoon,
in which a stern judge lectures a hapless defendant: "You’re
not guilty, but you’re very, very close."
Mearsheimer’s "realism" needs (as, indeed, does Mandelbaum’s
"liberalism") the steadiness and the ruling-out of wild
ventures that are provided by traditional standards of international
law, such as the norm against preventive war, just as it needs recognition
that international institutions and the consensual methods they
encourage are a potentially salutary check upon large and threatening
concentrations of power. Above all, Mearsheimer’s realism needs
an Aristotelian doctrine of the mean, an understanding that power,
like other valued things in life, is also subject to the laws of
excess and defect, and that always wanting more is a vice no less
fatal than not having enough. On such terms, come to think of it,
might realism and liberalism—the lion and the lamb—lie down together
in peace. 
Notes
1. John J. Mearsheimer and Stephen M. Walt, "An Unnecessary
War," Foreign Policy, January/February 2003, pp. 50–59.
2. Michael Mandelbaum, "The Inadequacy of American Power,"
Foreign Affairs, vol. 81, (September/ October 2002), p. 62.
3. See Tony Smith, America’s Mission: The United States and
the Worldwide Struggle for Democracy in the Twentieth Century (Princeton,
N.J.: Princeton University Press, 1994); Thomas L. Friedman, The
Lexus and the Olive Tree (New York: Farrar, Straus and Giroux,
2000); John Micklethwait and Adrian Wooldridge, A Future Perfect:
The Challenge and Promise of Globalization (New York: Random
House, 2003).
4. See Joseph S. Nye, Jr., The Paradox of American Power: Why
the World’s Only Superpower Can’t Go It Alone (New York: Oxford
University Press, 2002); John Gerard Ruggie, Winning the Peace:
America and World Order in the New Era (New York: Columbia University
Press, 1996); Robert O. Keohane, "International Institutions:
Can Interdependence Work?" Foreign Policy, no. 110 (spring
1998), pp. 82–96.
5. Mandelbaum here follows the argument of Jack Snyder, From
Voting to Violence: Democratization and Nationalist Conflict (New
York: W. W. Norton, 2000).
6. Mandelbaum, "Inadequacy of American Power," p. 70.
7. Mandelbaum acknowledges that Napoleon represented liberal precepts
"in a way that was, by the standards of the late twentieth
century, at best imperfect," but he does seem to place Napoleon
in the classic liberal line. A clearer understanding of Bonaparte’s
place in history was entertained by "the great mass" of
nineteenth-century Americans, who, as Alexander Hill Everett remarked
in 1830, considered Napoleon as a "tyrant, usurper, and enemy
of liberty." If forced to bear oppression, Everett went on
to say, Americans "should much prefer a good, easy, hereditary,
gouty despot, who would ask for nothing but a skilful cook, and
a well-stocked deer park, to a fiery usurper of first-rate talent,
who would always be on horseback, wasting the blood and treasure
of his people in vain attempts to gratify his wild and wanton ambition.
Tyrant for tyrant, we should certainly prefer King Log to King Stork,
Louis to Napoleon; and we consider this preference as not only not
inconsistent with, but as the natural and necessary result of a
love of liberty" (Alexander Hill Everett, "The Tone of
British Criticism," in Prose Pieces and Correspondence,
ed. Elizabeth Evans [St. Paul, Minn.: John Colet Press, 1975],
p. 26).
8. John Adams to James Warren, The Papers of John Adams,
ed. Robert J. Taylor et al. (Cambridge, Mass.: Harvard University
Press, 1983), vol. 6, p. 346.
9. See David C. Hendrickson, Peace Pact: The Lost World of the
American Founding (Lawrence, Kan.: University Press of Kansas,
2003) on this theme.
10. Robert Kagan, Of Paradise and Power: America and Europe
in the New World Order (New York: Alfred A. Knopf, 2003).
11. See Stephen G. Brooks and William C. Wohlforth, "American
Primacy in Perspective," Foreign Affairs, vol. 81 (July/August
2002), pp. 20–33; and Charles Krauthammer, "The Unipolar Moment
Revisited," The National Interest, vol. 70 (winter 2002/03),
pp. 5–17.
12. How far Mandelbaum would go in this project beyond Iraq is
unclear from the book, where he writes tersely that the majority
of the countries that pose the greatest threat to Western security—Iraq,
Iran, Syria, and Libya—are located in the Middle East, and the "obvious
solution to this general problem is to replace the governments of
the countries in question with regimes opposed to launching or assisting
attacks on others." Mandelbaum goes on to say, enigmatically,
that "the countries of the world’s core had ready answers"
to the question of how governments pledged to common security were
to be fostered, but then abruptly ends his discussion and does not
return to the question in subsequent pages.
13. Mandelbaum’s work is immune from this objection. Though he
too propounds and tests a few simple propositions, he does not do
so in the neo-positivist vein. His work contains many historical
and analytical sections that are models of lucid exposition, making
The Ideas That Conquered the World, unlike The Tragedy
of Great Power Politics, quite suitable for an upper-level undergraduate
course in international relations. An esteemed colleague has used
it to evident satisfaction in a course on contemporary political
philosophy.
14. Paul M. Kennedy, The Rise and Fall of British Naval Mastery
(London: Macmillan, 1983); Michael Howard, The Continental
Commitment: The Dilemma of British Defence Policy in the Era of
the Two World Wars (London: Temple Smith, 1972). The contemporary
American equivalent of the old British strategy of "gunboats
and gurkhas"—relying on American airpower and local ground
forces—is well probed in Andrew J. Bacevich, American Empire:
The Realities and Consequences of U.S. Diplomacy (Cambridge,
Mass.: Harvard University Press, 2002). Mearsheimer minimizes the
obvious potency of this formula.
15. See on this point the excellent study of Robert Jackson, The
Global Covenant: Human Conduct in a World of States (New York:
Oxford University Press, 2000).
16. Thomas L. Pangle and Peter J. Ahrensdorf, Justice Among
Nations: On the Moral Basis of Power and Peace (Lawrence, Kan.:
University Press of Kansas, 1999), p.15.
17. See Daniel Deudney, Bounding Power: Republican Security
Theory from the Polis to the Global Village (forthcoming).
18. Robert W. Tucker and David C. Hendrickson, The Imperial
Temptation: The New World Order and America’s Purpose (New York:
Council on Foreign Relations Press, 1992).
19. Mearsheimer and Walt, "An Unnecessary War. "
*David C.
Hendrickson is professor of political science at Colorado College.
His Peace
Pact: The Lost World of the American Founding has just been published
by the University Press of Kansas.