WORLD
POLICY JOURNAL
ARTICLE
EXTRACTS:
Volume XX, No 4, WINTER 2003/04
Hegemony
on the Cheap:
Liberal Internationalism from Wilson to Bush
Colin Dueck*
One of the
conventional criticisms of the Bush administration's foreign policy
is that it is excessively and even disastrously unilateralist in
approach. According to the critics, the administration has turned
its back on a longstanding and admirable American tradition of liberal
internationalism in foreign affairs, and in doing so has provoked
resentment worldwide. But these criticisms misinterpret both the
foreign policy of George W. Bush, as well as America's liberal internationalist
tradition. In reality, Bush's foreign policy since 9/11 has been
heavily influenced by traditional liberal internationalist assumptions--assumptions
that all along have had a troubling impact on U.S. foreign policy
behavior and fed into the current situation in Iraq.
The conduct
of America's foreign relations has--for more than a hundred years,
going back at least to the days of John Hay's "Open Door"
Notes and McKinley's hand-wringing over the annexation of the Philippines--been
shaped, to a greater or lesser extent, by a set of beliefs that
can only be called liberal. These assumptions specify that the United
States should promote, wherever practical and possible, an international
system characterized by democratic governments and open markets.
President Bush reiterated these classical liberal assumptions recently,
in his speech last November to the National Endowment for Democracy,
when he outlined what he called "a forward strategy of freedom
in the Middle East." In that speech, Bush argued that "as
long as the Middle East remains a place where freedom does not flourish,
it will remain a place of stagnation, resentment, and violence ready
for export." In this sense, he suggested, the United States
has a vital strategic interest in the democratization of the region.
But Bush also added that "the advance of freedom leads to peace,"
and that democracy is "the only path to national success and
dignity," providing as it does certain "essential principles
common to every successful society, in every culture." These
words could just as easily have been spoken by Woodrow Wilson, Franklin
Roosevelt--or Bill Clinton. They are well within the mainstream
American tradition of liberal internationalism. Of course, U.S.
foreign policy officials have never promoted a liberal world order
simply out of altruism. They have done so out of the belief that
such a system would serve American interests, by making the United
States more prosperous, influential, and secure. Americans have
also frequently disagreed over how to best promote liberal goals
overseas. Nevertheless, it is fair to say that liberal goals and
assumptions, broadly conceived, have had a powerful impact on American
foreign policy, especially since the presidency of Woodrow Wilson.
The problem
with the liberal or Wilsonian approach, however, has been that it
tends to encourage very ambitious foreign policy goals and commitments,
while assuming that these goals can be met without commensurate
cost or expenditure on the part of the United States.
*Colin Dueck
is assistant professor of political science at the University of
Colorado, Boulder.
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The Strange
Persistence of Latin American Democracy
Omar G. Encarnación*
In September
2001, while Americans were preoccupied with the aftermath of the
terrorist attacks on New York and Washington, a remarkable economic
and political story began to unfold in the southern cone of South
America. That month, Argentina's economy, once praised by Wall Street,
Washington, and international financial organizations as a model
for the developing world, virtually imploded, sending the country
into the worst economic crisis of its tumultuous history. The shocks
to the economic system were severe: the collapse of an insolvent
banking system, a default on international loans, a nearly 75 percent
devaluation of the currency, and an economic contraction that drove
the country's gdp back to 1993 levels. This economic meltdown proved
devastating to what only a year previously had been Latin America's
most prosperous nation. Most shocking was a poverty rate that swelled
to 50 percent of the population, beggaring more than one and a half
million people in just six months.
Equally dramatic
was the toll the economic crisis took on the political system. Angered
Argentines stormed banks and government offices in Buenos Aires
and other urban centers, precipitating a rash of riots that claimed
21 lives. During this turmoil, no fewer than four different presidents
sought to bring order to the nation between December 19, 2001, and
January 2, 2002. Amid the chaos, there was a silver lining. The
breakdown of democracy through a military coup--what we have come
to expect in Argentina whenever civilian leaders are unable to cope
with downturns in the economy and popular discontent--did not materialize.
Indeed, the resilience of democracy was the most remarkable aspect
of the economic crash in Argentina and a hopeful sign of "democratic
consolidation."
Notwithstanding
the disruptions prompted by multiple presidential resignations and
hasty inaugurations, civilian leaders were able to keep the political
system afloat. More importantly, people's faith in democracy did
not falter. According to the polling data available from Latinobaró-metro,
a Santiago-based organization that has tracked political attitudes
in Latin America since 1996, support for democracy in Argentina
actually grew between 2001 and 2002. The percentage of Argentines
that responded in the affirmative to the question "Is democracy
preferable to any other kind of government?" increased from
58 percent in 2001 to 65 percent in 2002.
The survival
of Argentine democracy is the most dramatic example of the remarkable
persistence of constitutional rule in Latin America since the region
began to shed its authoritarian regimes three decades ago, but it
is not the only one.
*Omar G.
Encarnación is associate professor of political studies at
Bard College and the author, most recently, of The Myth of Civil
Society: Social Capital and Democratic Consolidation in Spain and
Brazil (Palgrave Macmillan, 2003).
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India's
Foreign Policy Grows Up
Sumit Ganguly*
The end of
the Cold War and of the Soviet experiment shattered the long-cherished
assumptions of India's foreign policy establishment and forced a
radical realignment of its foreign policy. During much of the Cold
War, India had professed a nonaligned foreign policy. Contrary to
popular belief, this did not mean that it would steer a course equidistant
from the two superpowers. Rather, it meant that New Delhi asserted
the right to pursue its own interests, free from external domination.
This policy enabled India to stand back from the ideological fray
between the two superpowers and to play a global role disproportionate
to its military might and economic prowess. India's ostensible strength
lay in the power of moral suasion. It spoke for the recently decolonized
world, most of which was composed of nonindustrialized countries.
It sought to promote global disarmament, the peaceful resolution
of disputes, and economic development.
Nonetheless,
India did not pursue its policy of nonalignment in complete good
faith. In practice, New Delhi rarely followed an independent foreign
policy. The principal architect of India's foreign policy, Jawaharlal
Nehru, who was prime minister from independence in 1947 until 1964,
was far more prone to criticize the shortcomings of the United States
and the Atlantic Alliance than the malfeasances of the Soviet bloc.
Nehru's propensity to overlook the many shortcomings of the Soviet
Union stemmed from his strong anticolonial sentiments. And the Soviets,
in his view, were sympathetic to the aspirations of the Third World.
He also had profound misgivings about unbridled, American-style
capitalism as an appropriate mode of economic development for the
recently decolonized world.
His successors,
while still professing nonalignment, openly collaborated with the
Soviet Union on a range of global issues. They were reluctant to
criticize the Soviet invasions of Czechoslovakia and Afghanistan,
allowed Cuba to become a member of the nonaligned movement, even
though it was firmly in Moscow's embrace, and were unwilling to
admit that the Soviet military presence in Eastern Europe posed
a real threat to the West.
As one of the
principal exponents of the nonaligned movement, India portrayed
itself as a champion of the world's poor and dispossessed. To this
end, Indian leaders called for a global foreign aid regime designed
to redistribute the world's wealth, an international trading order
that favored the needs of the developing world, and the restructuring
of such global institutions as the World Bank and the International
Monetary Fund so as to give the weaker states a greater voice. These
efforts produced little of substance. Moreover, India's self-imposed
isolation from the global trading order (it pursued a strategy of
import-substituting industrialization, which discouraged foreign
investment) levied severe costs in terms of economic growth.
*Sumit Ganguly
is the Rabindranath Tagore Professor of Indian Cultures and Civilizations,
and the director of the India Studies Program, at Indiana University,
Bloomington.
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Fairness
Matters: Equity and the Transition to Democracy
David S. Mason*
The postcommunist
transitions in Eastern Europe and the former Soviet Union have been
remarkably successful. While the pace of change differs widely from
north to south and from west to east, overall the transitions have
been both faster and smoother than almost anyone expected, either
inside the region or out. Most of the 27 countries that emerged
from the former Communist bloc have largely privatized their economies
and elected democratic governments, and most have a semblance, at
least, of competing political parties and a free press. By the end
of this year, ten East European states will be members of nato,
and eight will belong to the European Union. Nobody expected such
rapid change when communism imploded a dozen years ago.
Despite these
successes, citizens of the postcommunist states in Eastern Europe
and the former Soviet Union remain discontented, dissatisfied with
the economy, and cynical about politics, and are increasingly staying
away from the polls on election day. Opinion surveys in these countries
reveal that large percentages of the population in every country,
and majorities in many, believe that they were better off in the
Communist era than they are now.1 Both academic analysts and political
pundits have tended to see economic decline and the dislocations
of the transition period as the reasons why people have soured on
both the new politics and the new economy. With renewed economic
growth and employment, they say, the citizens of these states will
increasingly support the governments and political parties. Much
of the academic debate on this subject has revolved around the "egocentric"
vs. "sociotropic" dimensions of public opinion, that is,
whether support for governments or for a political system are due
more to an individual's personal economic experiences (egocentric)
or to that individual's sense of how the economy as a whole is doing
(sociotropic).
There is, however,
another factor that seems to account for popular assessments of
the postcommunist transitions: the perceived fairness of the transition
process. Yet the question of fairness has barely been addressed
in academic discussions of the democratic transitions. There is
increasing evidence, both survey-based and qualitative, that suggests
that fairness evaluations (popular assessments of the fairness of
political and economic systems) are a more powerful determinant
of support for the new systems than either egocentric or sociotropic
assessments. If this is so, it suggests that we ought to take a
different approach to economic and social development in the region,
one that focuses more on an equitable sharing of the costs and benefits
of transition than on straightforward economic growth and privatization.
*David S.
Mason is a professor of political science at Butler University,
Indianapolis. He is the coauthor, with James R. Kluegel, of Marketing
Democracy: Changing Opinion About Inequality and Politics in East
Central Europe (Rowman and Littlefield, 2000).
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ADVOCACY
Weapons
Scientists as Whistle Blowers
Michael A. Levi*
On January
23, 2003, as United Nations inspectors combed Iraq for weapons of
mass destruction (WMD), a bipartisan group of six U.S. senators
introduced the Iraqi Scientists Immigration Act of 2003. Weapons
inspectors had long argued that testimony from Iraqi scientists
was key to penetrating the regime's wmd programs. But with the potential
for retribution from Saddam Hussein looming over their heads, the
scientists were unwilling to talk. The bill sought to remedy that
situation by establishing a fast-track immigration procedure for
Iraqi weapons scientists willing to aid the inspectors.
The bill passed
the Senate unanimously on March 24--a day too late. The night before,
frustrated by the failure of the U.N. inspectors to penetrate Iraq's
weapons programs, President Bush had ordered the U.S. military to
commence operations to disarm Saddam Hussein and remove him from
power. The plodding pace of American lawmaking had been outmatched
by the speed with which military operations could be launched.
Yet rather
than discrediting the principles underlying the bill, the Iraq experience
suggests the need for their more robust--and timely--implementation
in the future. Washington clearly views the proliferation of wmd
as among the most serious threats to U.S. security and the maintenance
of international order, and experts broadly agree that defector
accounts are essential for early detection of hidden wmd programs.
The United States should therefore establish a permanent program
to encourage and provide protection for scientist-whistle blowers,
not just from Iraq, but from any suspect regime. To prevent such
an initiative from being seen as merely an instrument of U.S. intelligence
agencies and to secure the cooperation of international organizations,
Washington should also pursue agreements aimed at affording whistle
blowers protections under international law.
*Michael
A. Levi is a fellow for science and technology in the Foreign Policy
Studies Program at the Brookings Institution, Washington, D.C.
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REPORTAGE
Tigers in
the Alps
Ramachandra Guha*
On the outskirts
of the ancient Swiss town of Bern lies an open space traditionally
used as an allmend, or collective pasture; acres and acres of grass
set against a dramatic backdrop of rocky hills. Every year, in August,
this Swiss field is colonized for a weekend by a crowd of Tamils.
Some are resident in Bern, others come from Zurich and Lucerne,
still others from the Netherlands, Germany, and England. But they
all came, originally, from the northern districts of Sri Lanka,
and many still hope one day to return there. That, the civil war
in their island does not yet permit; hence this annual get-together
in Bern, where four or five thousand Tamils gather to underline
and affirm their spirit of community.
When I went
to the Bern allmend two summers ago, the weather was wet, but the
celebrations were unaffected. The food, the music, the exuberant
colors that the people wore and which also adorned the shops: to
collectively describe these the English word "festival"
seems somewhat antiseptic. Indeed, so completely Tamil was the atmosphere
that a Swiss friend who accompanied me to the allmend quietly left
after half an hour. It was here that I began my encounter with a
remarkable and little-known exile community. In the cities and cantons
of Switzerland, I met and interviewed people of great charm yet
possessed of a resolute, even chilling, commitment to their violent
struggle for liberation. It is far from clear how, or whether, Sri
Lanka's civil ordeal will end, but talking with these Tigers in
the Alps provides a cautionary sense of the abyss that has to be
bridged.
There are 45,000
Tamils in Switzerland, a number more significant than it might at
first appear. For there are less than 3.5 million Tamils in Sri
Lanka. And there are only about 6 million Swiss. Thus, one in every
80 Sri Lankan Tamils lives in Switzerland. Some live in isolated
villages, but most in the cities of the north. In parts of Zurich
and Bern one in every 20 residents is Tamil.
How did so
many Tamils get so far? They came, in the first instance, fleeing
the civil war in Sri Lanka. This is a conflict as bloody and brutal,
and as apparently incapable of resolution, as the troubles in Palestine
and in the Kashmir valley. In 20 years of war, an estimated 70,000
people have lost their lives. Perhaps five times that number have
fled, seeking refuge in India, Australia, Canada, and the countries
of Western Europe.
*Ramachandra
Guha is a historian and columnist living in Bangalore. His books
include Environmentalism: A Global History and The Picador
Book of Cricket.
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BOOKS
Russia and
America: How Close an Embrace?
Angela E. Stent*
Power
and Purpose:
U.S. Policy Toward Russia After the Cold War
James M. Goldgeier and Michael A. McFaul
Washington, D.C.: Brookings Institution Press, 2003
The United
States is currently engaged in a debate about the democratization
of the Middle East: Is it a moral imperative or a matter of national
interest? Is it either feasible or desirable, given the uncertainty
over what might follow competitive elections and greater freedom
of expression in that unstable region? A decade ago, there was a
similar controversy about the democratization of postcommunist Russia
during its first turbulent decade. Indeed, during the 2000 U.S.
election campaign, "Who lost Russia?" was one of the few
foreign policy issues on which the presidential candidates sparred.
Russia will likely play much less of a role in the 2004 campaign,
but Iraq surely will. The protagonists in those debates would do
well to heed the lessons from U.S. participation in the difficult
and only partially successful experience in democracy building in
Russia in the 1990s. These lessons are important not only for U.S.-Russian
relations but for understanding the evolution of future policy in
other areas, including the Middle East.
Power and Purpose
illuminates both the successes and failures of America's attempts
at democratic regime transformation. James Goldgeier of George Washington
University and Michael McFaul of Stanford University have done an
admirable job chronicling the Russia policies of the first Bush,
Clinton, and second Bush administrations. Their book covers many
of the events recounted in former Deputy Secretary of State Strobe
Talbott's memoir of the Clinton administration, The Russia Hand.
However, the authors provide a more critical view of these policies
and compare them more explicitly to those of the two Bush administrations.
A major theme
of their book is that ideas matter in foreign policy and that "the
worldviews of key decision-makers play a central role in the making
of American foreign policy." They contrast what they describe
as the realpolitik approach of Bush père et fils, both of
whom believed that it was not America's business to become involved
in refashioning Russia's domestic political and economic system,
and the Clintonian commitment to a Wilsonian vision: that the United
States had a moral duty to become actively involved in constructing
a new, democratic polity on the ashes of communism.
*Angela
E. Stent is professor of government and foreign service, and director
of the Center for Eurasian, Russian and East European Studies at
Georgetown University. She served on the State Department's Policy
Planning Staff from 1999 to 2001.
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Supping
with the Devil
Robert M. Hathaway*
Nuclear
North Korea: A Debate on Engagement Strategies
Victor D. Cha and David C. Kang
New York: Columbia University Press, 2003
Crisis
on the Korean Peninsula:
How to Deal with a Nuclear North Korea
Michael O'Hanlon and Mike Mochizuki
New York: McGraw-Hill, 2003
It was not
an auspicious debut for the new secretary of state. Briefing Washington
reporters on the contentious North Korea problem in the early weeks
of George W. Bush's presidency, Colin Powell noted that some "promising
elements were left on the table" by the Clinton administration.
The Bush team, the secretary asserted, planned "to engage with
North Korea to pick up where President Clinton and his administration
left off."
The unfortunate
Powell might as well have announced he was a pedophile. It took
the enraged neocons surrounding Bush less than 24 hours to elicit
a public retraction from the secretary. "There was some suggestion
that imminent negotiations are about to begin--that is not the case,"
an embarrassed Powell told reporters the following day. The administration
would undertake a full review of relations with North Korea, with
"policies unique to the [Bush] administration." The Clinton
approach with its "promising elements" was effectively
derailed.
Three years
later, the Bush administration is still struggling to fashion a
coherent North Korea policy. Permutations of the debate within the
administration have been endless. To talk with the North Koreans,
or not? Talk, but not negotiate? With preconditions, or without?
One-on-one with the North Koreans, or only in a multilateral setting?
Engage or isolate, bargain or coerce? Deterrence or preemption?
Regime change or security guarantees?
Until recently,
the administration has seemed to expect that North Korea, cowed
by America's military muscle and by a president willing to employ
that might, would unilaterally abandon its nuclear weapons program
and, as a precondition for talks with the United States, accept
a highly intrusive verification regime designed to preclude the
possibility that in some corner of the DPRK (Democratic People's
Republic of Korea, North Korea's official name), a clandestine nuclear
weapons program might be under way. Not until October 2002, nearly
midway into Bush's term, did a senior U.S. official visit the North
or actually get down to dealing substantively with Pyongyang. Even
then, instructions for the American diplomat were so tightly drawn
as to give him little scope for anything other than reading his
talking points and making nonnegotiable demands on the North.
*Robert
M. Hathaway is director of the Asia program at the Woodrow Wilson
International Center for Scholars in Washington, D.C.
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